Industries / Financial Services
IT & Cybersecurity for Financial Services
SOC 2 Type II, FFIEC, GLBA, PCI-DSS, and NYDFS-aligned managed services for banks, credit unions, wealth management, insurance, and fintech. 24/7 SOC built for regulated environments.
Regulators don't accept 'we're working on it'
Every exam cycle brings new controls from FFIEC, SEC, FINRA, and NYDFS. Evidence collection and continuous monitoring aren't things you bolt on the month before an exam. They have to be part of how you operate.
Your attackers run business hours too
Credential stuffing, BEC, wire fraud, and insider threats don't pause between 5 PM and 9 AM. A SOC that sleeps is a SOC that misses the 3 AM wire transfer that wasn't supposed to happen.
Fintech APIs are the new perimeter
Your API surface exposes you to partners, BaaS platforms, KYC vendors, and your own customers. Every integration is both a trust boundary and a potential attack path. Most breaches in the last two years have come through one of these.
Cloud, but regulated
AWS, Azure, and GCP all work for financial services. The catch is configuration, monitoring, and evidence. Default settings fail every exam. Getting the architecture right the first time is cheaper than remediating it under examiner pressure.
What we deliver for financial teams
24/7 SOC with financial-services threat intel
We monitor specifically for BEC, credential abuse, insider risk, and wire fraud patterns. Our SOC integrates with your fraud and AML platforms so alerts correlate instead of sitting in separate queues. MTTD averages under 5 minutes, MTTC under 15.
SIEM tuned for fraud and insider risk
Event correlation across core banking, trading systems, and customer-facing apps. Detection content maps to FS-ISAC advisories and FFIEC guidance, tuned to what's actually targeting financial services right now.
Privileged Access Management
Just-in-time access, session recording, and credential vaulting for admins, traders, and third-party vendors. Every privileged action is auditable, which matters when an internal auditor or examiner asks to see evidence of control operation.
Data Loss Prevention & Encryption
Classification and DLP for PII, NPI, and PCI data across email, cloud services, and endpoints. HSM-backed encryption for data at rest and in transit, with key management designed to satisfy NYDFS 500 and GLBA Safeguards.
Vendor Risk & Third-Party Monitoring
Continuous monitoring of your critical third parties, from cloud providers to SaaS platforms to fintech partners. Evidence ready when FFIEC reviews your third-party risk management program.
SOC 2 & Compliance Operations
Continuous control monitoring with automated evidence collection and remediation workflows. Covers SOC 2, PCI, GLBA, and NYDFS 500. Your auditors walk into a clean room instead of a fire drill.
Compliance frameworks we operate against
Financial Services FAQ
Is EFROS SOC 2 Type II audited?
Yes. EFROS holds SOC 2 Type II attestation. We share the report under NDA during due diligence so your vendor risk and compliance teams can review controls directly.
How do you support an FFIEC examination?
We maintain continuous evidence for the FFIEC CAT and the Information Security booklet throughout the year. When the examiner shows up, your team has a pre-packaged response with control testing, risk assessments, and remediation history. Nobody is scrambling at midnight to build binders.
Can EFROS operate inside our segregated production environment?
Yes. We operate under least-privilege access, with session recording, MFA, and segregation of duties. Admin access is time-boxed and approval-gated. Full audit trail available for internal audit and examiners.
What is your incident notification SLA for a security event?
Critical incidents: initial notification within 30 minutes, containment status within 1 hour, formal incident report within 24 hours. We align with NYDFS 72-hour and GLBA notification windows by default.
Ready for an examiner-grade security review?
Free assessment aligned to FFIEC CAT and NIST CSF. We audit your controls, map them to regulator expectations, and deliver a prioritized remediation roadmap.
Get Free Assessment